Combating Financial Crime, provides a global view of transnational crime. It illustrates practical defences, includes the Bribery Act (2010) and focuses on how laws, regulations and best practice continue to evolve across the entire spectrum of associated activities. It covers the background and nature of financial crime, money laundering, terrorist financing, and corruption; combating financial crime, bribery and the role of the private sector.
The Diploma in Investment Compliance is a global qualification that offers a clear career pathway for compliance specialists and practitioners. Achieving this qualification, will provide you with the confidence of possessing a thorough understanding of the financial services regulatory environment both in the UK and internationally.
Fundamentals of Financial Services is an important first step in developing the essential basic knowledge required for working in financial services. You will learn about the professional sector and commonly used financial products, such as shares, bonds and insurance and it will provide you with an understanding of financial terminology.
Global Financial Compliance will provide you with a brad understanding of the compliance issues that arise within the financail services sector. The qualification addresses techniques used to implement a successful compliance function in a bank or financial institution and provides a comprehensive introduction to all the issues a global Compliance Officer may enconter. It explores the international regulatory environment, managing the risk of financial crime, governance, risk management.
The Investment Operations Certificate (IOC) is the most established qualification and is taken by practitioners globally to enhance their knowledge and skills of the administration and operations areas of the financial services sector. The qualification will provide you with an overview of the financial services profession and its regulation, whilst also covering technical units relevant to the area in which you work. It offers flexibility, as you can choose from a wide selection of units.
Managing Operational Risk in Financial Institutions s a higher-level qualification for risk professionals who may have achieved Operational Risk as part of the Investment Operations Certificate.
The unit will equip candidates with the knowledge and practical techniques to be able to investigate an operational risk incident, manage operational risk in the long term, model appropriate behaviours to support operational risk management in the workplace.
Risk in Financial Services offers a comprehensive global introduction to the major risk areas in financial services. It addresses international issues, reflecting the needs of a worldwide market, and provides a sound grounding in the principles of the risk management framework, corporate governance and risk oversight. It covers specific techniques used in identifying, reducing and managing operational risk, credit risk, market risk, investment risk and liquidity risk.
