The Diploma in Investment Compliance is a global qualification that offers a clear career pathway for compliance specialists and practitioners. Achieving this qualification, will provide you with the confidence of possessing a thorough understanding of the financial services regulatory environment both in the UK and internationally.
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Description
- Specialist qualification – developed specifically for compliance professionals wanting to pursue a senior management role
- Provides comprehensive coverage of regulatory, specialist and advanced aspects of compliance
- Consolidates knowledge gained from Combating Financial Crime, Global Financial Crime and Risk in Financial Services.
- The Diploma in Investment Compliance is achieved by successfully passing three units as listed below.
It is regulated by Ofqual as a level 6 qualification. On the European Qualifications Framework, this equates to a level 6 qualification.
International candidates can substitute a local regulatory paper for UK Regulation and Professional Integrity to gain an international version of the qualification. Where there is no regulatory paper candidates should take Global Financial Compliance instead, and must also pass either Combating Financial Crime or Risk in Financial Services, plus Regulation and Compliance, to gain the Diploma in Investment Compliance.
