Global Financial Compliance will provide you with a brad understanding of the compliance issues that arise within the financail services sector. The qualification addresses techniques used to implement a successful compliance function in a bank or financial institution and provides a comprehensive introduction to all the issues a global Compliance Officer may enconter. It explores the international regulatory environment, managing the risk of financial crime, governance, risk management.
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Description
Global Financial Compliance is achieved by successfully passing a multiple-choice question exam. Details for this exam are shown below. Global Financial Compliance can also be combined with a regulatory exam to achieve the CISI Level 3 Certificate in Global Financial Compliance. It can also be taken as part of the Investment Operations Certificate.
Global Financial Compliance is regulated by Ofqual as a level 3 qualification on the Regulated Qualifications Framework (RQF). On the European Qualifications Framework, this equates to a level 4 qualification. As a stand-alone award it is recognised by Ofqual as the level 3 Award in Global Financial Compliance. Global Financial Compliance, combined with a regulatory paper, is recognised by Ofqual as the level 3 Certificate in Global Financial Compliance.
